Kenneth Lieberthal

The University of Michigan
Email: kliebert@umich.edu

没有让我特别感兴趣的。

Publications
Books, Monographs, and Edited Works
China’s Search For Energy Security and Implications for US Policy (with Mikkal
Herberg) (Washington: NBR, April 2006).
Governing China: From Revolution Through Reform, second revised edition (New York: W.W. Norton, 2004). First edition published in 1995.
Constructing China: The Interaction of Culture and Economics, Co-editor (with Shuenfu
Lin and Ernest Young) (Ann Arbor: University of Michigan Center for Chinese
Studies Monograph Series, vol. no. 78, 1997).
Bureaucracy, Politics and Policy Making in Post-Mao China, Co-editor (with David M.
Lampton) and contributor (Berkeley: U.C. Berkeley Press, 1991).
Perspectives on Modern China: Four Anniversaries, Co-editor and contributor (New
York: Myron E. Sharpe, 1991).
Research Guide to Central Party and Government Meetings in China, 1949-1986 (with
Bruce Dixon). Armonk: M.E. Sharpe, 1989.
Paths to Sino-American Cooperation in the Automotive Sector (with Michael Flynn, et
al.). Washington: United States Trade Development Program, 1989.
Policy Making in China: Leaders, Structures, and Processes (with Michel Oksenberg).
Princeton: Princeton University Press, 1988.
Bureaucratic Politics and Chinese Energy Development (with Michel Oksenberg).
Washington: Government Printing Office, 1986, 400 pp.
Editor and contributor, "China" entry, Encyclopedia Britannica (1986), 250 pp.
Chen Yun's Strategy for China's Development: A Non-Maoist Alternative. Contributing
co-editor with Nicholas Lardy. New York: Myron E. Sharpe, 1982.
Revolution and Tradition in Tientsin, 1949-52. Stanford: Stanford University Press,
1980.
The Strategic Triangle: Can the US Play the ‘China Card'? Cologne: Berichte des
Bundesinstituts fur ostwissenchaftliche und internationale Studien, 1979.
The Politics of Modernization: Central Committee Documents of the Mid-1970's which
appeared as the Spring - Summer 1979 issue of Chinese Law and Government. Editor and
contributor,
Editor and contributor (with Edwin Winckler), of the "Domestic Politics" issue of
Contemporary China, Spring 1979.
Sino-Soviet Conflict in the 1970's: Its Evolution and Implications for the Strategic
Triangle. Santa Monica: Rand Corporation, 1978. Translated into Korean and published
in Seoul in 1978.
Central Documents and Politburo Politics in China. Ann Arbor: The University of
Michigan Center for Chinese Studies, 1978.
Research Guide to Central Party and Government Meetings in China, 1949-1976. New
York: International Arts and Sciences Press (jointly published with The University of
Michigan Center for Chinese Studies), 1976. Serialized in the International Journal of
Politics, Summer and Fall, 1975.
Co-editor (with Edwin Winckler) of the "China and the Soviet Union" issue of
Contemporary China, Dec. 1976.

Periodical Articles and Chapters in Books
“How Domestic Forces Shape the PRC’s Grand Strategy and Domestic Impact,” in Ashley
Tellis and Michael Wills, Strategic Asia 2007-08 (Seattle and Washington, DC: The National
Bureau of Asian Research, 2007), pp. 29-68.
“Scorched Earth: Will Environmental Risks in China Overwhelm its Opportunities?” (with
Elizabeth Economy) Harvard Business Review (June 2007), pp. 88-96.
“Smooth Sailing: The Myths and Realities of Sea Lane Security” (with Dennis Blair) Foreign
Affairs (May/June 2007), pp. 1-6.
"China's Strategies and Goals toward Northeast Asia," Asia Policy 3 (January 2007), pp. 65-
70.
“Completing WTO Reforms,” China Business Review (September – October 2006), pp. 50-56.
“Why the US Malaise Over China?” YaleGlobal Online (January 19, 2006):
http://yaleglobal.yale.edu/display.article?id=6842
“Bridging the Gap,” Asia Policy 1 (January 2006), pp. 7-15.
“中美关系：无近忧，有远虑” (US-China relations: long-term over near term concerns), 财经 (Caijing – Finance and Economics) (December 2005).
“Preventing a War Over Taiwan,” Foreign Affairs, vol. 84, No. 2 (March-April 2005), pp. 53-63.
9
“The Coming Crisis Over Intellectual Property Rights,” Harvard Business Review (February
2005), pp. 44-47.
“US-China Relations in the Wake of the 16th Party Congress and Tenth National People’s
Congress,” in Chu, Lo, and Myers (eds), The New Chinese Leadership: Challenges and
Opportunities after the 16th Party Congress (Cambridge: Cambridge University Press, 2004), pp.
180-197.
“China Tomorrow: The Great Transition,” (with Geoffrey Lieberthal), Harvard Business Review (October 2003), pp. 70-81.
“负责任的公民” (Responsible citizenship), 美国研究季刊 (American Studies Quarterly) vol. 7
(Beijing: Chinese Academy of Social Sciences, Summer 2003).
“China in 2033,” China Business Review (March-April 2003), 42-49. Reprinted in China Review
25 (Summer 2003).
“Progress on the Korean Peninsula: What Are the Prospects?” in E. Kwan Choi, E. Han
Kim, and Yesook Merrill (eds.), North Korea in the World Economy (New York:
RoutledgeCurzon, 2003), pp. 2-5.
"The Challenges of Reform in China," Daxiyangguo- Portuguese Journal of Asiatic
Studies (Lisbon: Instituto do Oriente, November 2002), pp. 35-43.
“The US in Asia: Changing Agendas,” Asian Survey (January-February 2002), 1-13.
“China’s WTO Entry: The Challenge of Transformation,” Global Perspectives (Winter 2002), 2-
11.
“US Policy Toward China,” Brookings Policy Brief #72 (Washington, D.C.: The Brookings
Institution, March 2001).
“The End of Corporate Imperialism” (with C.K. Prahalad), Harvard Business Review (July-
August 1998), pp. 68-79. Reprinted, inter alia, in HBR (August-September 2003).
‘The Ties That Bind,” The China Business Review (May-June 1998), pp. 10-16.
“China’s Governing System and Its Impact on Environmental Policy Implementation,”
China Environmental Series (Washington, D.C.: The Woodrow Wilson Center, 1997).
“Domestic Forces and Sino-U.S. Relations,” in Ezra Vogel (ed.), Living With China:
U.S.-China Relations in the Twenty-First Century (New York: W.W. Norton, 1997), pp.
254-276.
“WTO, MFN and US-China Relations,” in NBR Analysis, vol. 8, No. 4 (Promoting U.S.
Interests in China: Alternatives to the Annual MFN Review) (Seattle: July 1997), 23-37.
10
“The Hong Kong Factor in Sino-U.S. Relations,” in Hong Kong’s Transition (New York:
The Asia Society, April 1997), pp. 25-36.
“Post-July 1997 Challenges,” in Warren I. Cohen & Li Zhao (eds.), Hong Kong Under
Chinese Rule: The Economic and Political Implications of Reversion. NY & Cambridge:
Cambridge University Press. 1997, pp. 229-244.
“Politics and Economics in China,” in China’s Economic Future: Challenges to U.S.
Policy (Washington, D.C., Joint Economic Committee, 1996).
"A New China Strategy," Foreign Affairs (November 1995), pp. 2-15--reprinted in Agenda
1996: Critical Issues in Foreign Policy (New York: Council on Foreign Relations, 1996) and
in The New Shape of World Politics: Contending Paradigms in International Relations (New
York: Council on Foreign Relations, 1997).
"The Future of U.S.-China Relations: A Proposal for a Sustainable, Bipartisan Policy," New
York: Council on Foreign Relations, May 1994.
"China: The Three Gorges Dam Project," in Guy Olivier Faure and Jeffrey Rubin (eds.)
Culture and Negotiation, (Sage Publications, 1993), pp. 176-195.
"The Collapse of the Communist World and Mainland China's Foreign Affairs," in Bih-jaw
Lin (ed.), Contemporary China and the Changing International Community (Taipei:
Institute of International Relations 1993), pp. 279-296. Also in: Issues and Studies, 28:9
(September 1992), 1-21.
"Hong Kong Scenarios," China Business Review (August-September 1992).
"The Future of Hong Kong," Asian Survey (July 1992), pp. 666-682.
"China In the Year 2000: Politics and International Security," The Future of China
(Seattle: National Bureau of Asian Research, 1992), pp. 13-22.
"The Fragmented Authoritarianism Model and Its Limitations," in K. Lieberthal and
David M. Lampton (eds.), Bureaucracy, Politics, and Decision Making in Post-Mao
China (Berkeley: University of California Press, 1992), pp. 1-30.
"China's Political System in the 1990's," Journal of Northeast Asian Studies, X:1
(Spring 1991), pp. 71-78.
"The Dynamics of Internal Policies," in China's Dilemmas in the 1990's: The
Problems of Reforms, Modernization, and Interdependence (Washington: U.S.
Congress Joint Economic Committee, 1991), pp. 15-28.
"1989: A Year of Great Significance," in Anthony Kane (ed.), 1990 China Briefing
(Boulder: Westview Press, 1990), pp. 9-24.
11
"Multinational Corporate Investment in China" (with C.K. Prahalad), China Business
Review (March-April 1989).
"Implications of China's Political Situation for ASEAN," in Joyce Kallgren (ed.), ASEAN
and China: An Evolving Relationship (Berkeley: Institute of East Asian Studies,
1988), pp. 3-21
"The Great Leap Forward and the Split in the Yenan Leadership," in John K. Fairbank
and Roderick MacFarquhar (eds.), Cambridge History of China, Vol. 14 (Cambridge:
Cambridge University Press, 1987), pp. 293-359. Reprinted in Roderick MacFarquhar,
ed. The Politics of China, 1949-1989 (New York: Cambridge University Press, 1993,
second edition 1997).
(With Michel Oksenberg), "Understanding China's Bureaucracy: The First Step to a
Better Corporate Strategy," China Business Review, (Nov.-Dec. 1986).
(With Michel Oksenberg), "Forecasting China's Future,” The National Interest (Fall
1986).
(With Michel Oksenberg), "Waiting for the Three Gorges Dam?" China Business
Review, (September-October 1986).
"The Elite and Social Bases for Reform: Are They Eroding?" AEI Foreign Policy
and Defense Review (1986), pp. 3-10.
"Cultural Revolution," in Encyclopaedia Britannica (International Edition), 1986.
"China Since Mao," World Book (Encyclopaedia) Year Book, 1986.
"China and Political Science,” PS (Winter 1986), pp. 48-54.
"Political Implications of Central Document No. 1,"China Quarterly, No. 102 (June
1985).
“China's Political Reforms: A Net Assessment," in Marvin Wolfgang (ed.), China in
Transition (November 1984 edition, The Annals), pp. 19-33.
"The Domestic Context of Chinese Foreign Policy," in Harry Harding (ed.), China's
Foreign Relations in the 1980s, Yale University Press, 1984, pp. 43-70.
"Political Reforms in China: A Net Assessment," China Business Review (November-
December 1983).
"Communication From the Party Center: The Transmission Process for Central Committee
Documents," in Francis Hsu and Godwin Chu (eds.), China's New Social Fabric (London:
Routledge & Kegan Paul, Ltd., 1983), pp. 89-118.
12
"China in 1982: A Middling Course for the Middle Kingdom," Asian Survey (January
1983), pp. 26-37.
"China and the Soviet Union: The Background in Chinese Politics," in Herbert Ellison
(ed.), The Sino-Soviet Conflict: A Global Perspective (Seattle: University of
Washington, 1982), pp. 3-28.
"Beijing's Consumer Market," China Business Review (September-October 1981).
“China's Perilous Leap Into the 80's," Asia (November-December 1980).
“The China Connection," in Joseph Pechman (ed.), Agenda For the Nation
(Washington: The Brookings Institution, 1980).
"The Politics Behind the New Economics." Fortune (December 31, 1979), pp. 44-50.
"Modernization and Succession Politics in China," Journal of International Affairs,
Vol. 32, No. 2, (Fall-Winter 1978), pp. 239-254.
"A ‘Second Revolution' Begins in China," Fortune (October 23, 1978), pp. 94-108.
"The Politics of Modernization in the PRC," Problems of Communism (May-June
1978), pp. 1-17. Translated into Indonesian and published in Jakarta in 1979. Also,
published in Chinese in Ming Pao in Hong Kong.
"China Faces the Fundamental Revolution," Asia (May-June 1978), pp. 2-9.
"The Foreign Policy Debate in Peking as Seen Through the Allegorical Articles, 1973-
1976," China Quarterly, No. 71 (September 1977), pp. 528-554.
"Strategies of Conflict in China During 1975-1976," Contemporary China (December
1976).
"China in 1975: The Internal Political Scene," Problems of Communism (May-June
1975), pp. 1-11. Reprinted in Pacific Defense Reporter (October-December 1975).
"Social Stratification: A Cross-Cultural Analysis," Problems of Communism
(September-October 1974).
"The Post-Liberation Suppression of Secret Societies in Tientsin," China Quarterly, No.
54 (April-June 1973), pp. 240-266.
"Mao Versus Liu? Policy Towards Industry and Commerce, 1946-1949," China
Quarterly, No. 47 (July-September 1971), pp. 494-520.
13
"The Impact on the U.S.S.R. of Chinese Disarmament Policies, 1964-67", in Thomas B.
Larsen (ed.), Disarmament and Soviet Policy: 1964-68 (New Jersey: Prentice Hall,
1969), pp. 261-274.
"Soviet Social Hygiene," in Letnii Studenscheskii Seminar 1963. (Munich: Institute
for the Study of the USSR, 1964.)


http://polisci.lsa.umich.edu/documents/LieberthalCV.pdf